01722cas a2200241 a 4500 AALejournalIMF011921 230101c9999 xx r poo 0 0eng d 5.00 USD 9781475504309 1934-7685 BD-DhAAL BD-DhAAL International Monetary Fund. Spain : IOSCO Objectives and Principles of Securities Regulation: Detailed Assessment Implementation. Washington, D.C. : International Monetary Fund, 2012. 1 online resource (134 pages) IMF Staff Country Reports <strong>Off-Campus Access:</strong> No User ID or Password Required <strong>On-Campus Access:</strong> No User ID or Password Required Electronic access restricted to authorized BRAC University faculty, staff and students This paper assesses implementation of the International Organization of Securities Commissions' (IOSCO) objectives and principles of securities regulation in Spain. Spain exhibits a high level of implementation of principles. The legal framework is robust and provides the Comision Nacional de Valores (CNMV) with broad supervisory, investigative, and enforcement powers. Arrangements for off-site monitoring of regulated entities are robust. However, some areas of supervision and enforcement require strengthening. In particular, the CNMV should make more use of on-site inspections for all types of investment service providers. Mode of access: Internet IMF Staff Country Reports; Country Report ; No. 2012/143 Full text available on IMF http://elibrary.imf.org/view/journals/002/2012/143/002.2012.issue-143-en.xml IMF e-Library